What happens when electrons in a material repel each other so strongly that they can no longer be treated as moving independently. Each electron’s motion then depends on where all the others are, and the result can be an where simple theory predicts a metal, or magnetism, and other collective states.
Going deeper
Left: with one electron per atom and weak repulsion, electrons hop freely and a half-filled band conducts. Right: when putting two electrons on one atom costs more energy, U, than hopping gains, each electron stays on its own atom, the band splits in two and the crystal insulates – a Mott insulator, whose trapped spins usually order antiferromagnetically.
When band theory stops working
Band theory treats each electron as moving in the average field of all the others, and for most metals and that works well. It fails when repulsion dominates. If hopping onto a neighbouring atom that already holds an electron costs more energy – the repulsion U – than the hopping gains, roughly the bandwidth W, electrons stay put, one per atom, and the material insulates although its band would be exactly half full. Nevill Mott and Rudolf suggested in 1937 that this is why nickel oxide insulates, and such materials are now called Mott insulators. John Hubbard’s model of 1963 captures the competition with just two numbers: how easily electrons hop, and what it costs to put two on one atom.
Stuck electrons still have , and brief virtual hops between neighbours favour antiparallel spins, so Mott insulators are usually . Adding or removing a few electrons produces some of the strangest metals known – heavy-fermion compounds whose carriers behave as if hundreds of times heavier than free electrons, and in the copper oxides high-temperature superconductivity.
Why two dimensions make it easier
Two knobs push the ratio of U to W up, and have both. leaves the repulsion strong, because a thin sheet has little around it to weaken the field between two electrons. And narrow bands make W small: the d bands of many layered are narrow to begin with, and fold graphene or bands into minibands only a few millielectronvolts wide, so even modest repulsion wins. In twisted bilayer graphene correlated insulators appear at integer numbers of electrons per moiré cell, with superconductivity close by; in TMDC moiré Mott insulators and electron crystals appear at integer and fractional fillings.
Because a gate sets the filling and the twist sets the bandwidth, such bilayers are used as tunable simulators of the Hubbard model. The catalogue has natural examples too: -TaS2, whose charge density wave leaves one electron per star-shaped cluster; Nb3Cl8, a cluster Mott insulator; and α-RuCl3, a Mott insulator in which strong shapes the magnetism.
Calculating it, and what counts as evidence
Standard density-functional approximations spread electrons out and so tend to make correlated materials too metallic. adds an on-site penalty whose value has to be chosen and stated; dynamical mean-field theory treats the fluctuations on each atom exactly and yields spectra that can be compared with ; small systems are solved exactly by diagonalisation, and larger ones by quantum , which for most fermion problems away from half filling is limited by the sign problem.
Experimentally, the signature is an insulator where bands predict a metal, whose gap is not a : local moments in the magnetic susceptibility, a gap that closes or shifts with filling, split upper and lower bands in tunnelling or photoemission spectra, and unusually heavy carriers. A charge density wave, or a stacking arrangement can also make an insulator, so a Mott claim has to rule those out – the nature of the insulating state of 1T-TaS2 is still argued over for exactly this reason.
For specialists
The regime in which the Coulomb repulsion U between electrons is comparable to or larger than their kinetic energy, set by the bandwidth W, so single-particle band theory fails. At half filling with U well above W the Hubbard model gives a Mott insulator with local moments and of order t2/U; or tuning U/W gives correlated metals, heavy-fermion behaviour and unconventional superconductivity. In 2D, weak screening keeps U large and moiré superlattices shrink W, so twisted bilayers make U/W tunable by gate and twist. Semi-local DFT misses the physics; DFT+U, DMFT, exact diagonalisation and quantum Monte Carlo are the usual tools.